As we head into unprecedented economic volatility, what risks will emerge in 2023?
We expect to see an upswing in litigation and regulatory enforcement action that typically accompany economic slowdowns. In the US, the DOJ, the SEC, and FINRA have signalled that corporate wrongdoing will not be tolerated. In the UK, the new Consumer Duty establishes new rules for firms to follow, and firms that do not comply risk enforcement action and consumer litigation.
Check your messages
How should firms protect themselves from employee use of personal devices and ephemeral messaging platforms at work?
A new dawn
Could the creation of a permanent investment court be a new dawn for Investor State Dispute Settlement?
Making amends
Redress schemes – an increasingly common feature of the disputes landscape for regulated firms?
Get the message
What is your firm doing to ensure employee communications on personal devices are collected and preserved?
Called to account
Individual accountability in corporate criminal cases: How far will the DOJ go?