Conduct

What are the key culture and conduct risks facing firms and their senior management this year?

Where are the regulators and prosecutors internationally focusing their attention? Where will the UK regulators’ proposals on a new regulatory framework around diversity & inclusion and non-financial misconduct in the financial sector land? Will these issues continue to gain momentum in the US? What litigation and regulatory risks are on the horizon internationally in relation to ESG?

We explore how the risks from individuals’ behaviour will increase in 2024.

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